| Maximum Security |
Market-leading security. Built
using technology developed at MIT and Harvard, some of our security
features include:
- Use of Java for all network communication removes risk of
"buffer
overflows", which comprise vast majority of security issues found in
other software
- Built using an open API that allows customizable key sizes and
algorithms
- Distributed PKI infrastructure that uses a password redirection
technique to use a 1024 bit random integer as the basis for zero
knowledge proof
- Automatic availability of all uploaded documents in PDF format for
cross-platform support and reduced risk of macro viruses
- Starts with use of white lists to eliminate SPAM, but can further
allow messages from "degrees of separation" from contacts in white
list
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| NASD/SEC Compliance |
Regulatory Compliance without Legal Conflicts. We meet all SEC,
NASD and NYSE compliance requirements for IM control and archiving.
Poor compliance with electronic communication archiving regulations by
the SEC, NASD, and NYSE (which include IM) recently cost 5 Wall St
Firms $1.65 million each (See the Article). Not only does SupraSphere provide
full regulatory compliance, but, unlike simpler archiving solutions,
its unique architecture also avoids all potential legal conflicts with
the Federal Wiretapping Law, a recent issue that has surfaced
regarding corporate IM archiving (See Articles).
Specific Regulations
In July 2003, NASD issued a Notice to Members stating that all member
organizations must log, archive, and retain records of all instant
messaging conversations. See the
Press Release
or the full Notice to Members.
SEC Rule 17a-4 outlines the records to be preserved by certain
exchange members, brokers, and dealers. Although traditionally
covering only written agreements and guarantees, the rule has expanded
its presence over the last 5 years to include new communication
technologies such as e-mail, the Internet, and instant messaging. The
recording requirements as dictated by the SEC generally include both
internal / intra-firm communications as well as correspondence between
broker / dealers and their clients. Rules 17a-3 and NASD 3010
additionally outline record keeping requirements and specifications
for broker dealers.
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| High Stability |
Our platform maintains the highest degree of stability — a crucial
feature in trading/investment management environments, where a single
crash can compromise the value of time-sensitive messages. A recent
customer remarked that there was "no comparison" between the stability
of SupraSphere and another product which they had extensively piloted.
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| Spheres: Persistent Collaborative Workspaces |
The concept of the Sphere is a key element of the SupraSphere product. At the
core of each Sphere is a real-time threaded discussion board that is
focused on a specific task-oriented or information sharing activity.
Not everyone at a firm is involved in every activity; consequently,
each Sphere's membership is limited to relevant personnel while others
can be configured to have a limited dynamic or static "perspective" of
a Sphere. Spheres thus serve as the basis for collaborative
workspaces that revolve around organized real-time communications.
Examples of Spheres include those created for:
- One-to-one discussions
- Connecting individual portfolio managers with traders
- Sharing news stories between portfolio managers
- Firm-wide announcements/communication
- Firm-external communication with simultaneous logging at multiple
sites
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| A Persistent Unified Interface |
All Spheres are managed within a single SupraSphere interface. Each Sphere has
its own tab, access control provisions, member list, and discussion
archive.
Key benefits Include:
- Unified security and authentication framework with a single user list
- Unified information management and archive retrieval
- Unified workflow rules applied to all communication or on a per Sphere basis
- No more Multiple, hard to manage IM windows
In contrast, a simple secure IM client would require multiple hard to
manage windows, and would delete discussions from the interface every
time a window was closed (even if archives were kept for compliance
purposes).
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| Real-Time Threaded Discussions |
Communication for the way you really work. With simple IM
solutions or mailing lists, it becomes hard to track and reference
real-time discussions as they take place, especially when there are
many users involved and multiple trains of thought can exist
simultaneously. By threading these interactions, SupraSphere makes it easier
for members of a Sphere to contribute information more efficiently
without having to sort through messages from irrelevant threads which
may have been posted when they were completing other tasks. Threads
also remove the need for identifying whom a reply is directed to and
allow easy forwarding of messages to wireless devices such as
Blackberries. For situations in which organization in threads is less
critical SupraSphere supports unthreaded views or both threaded and unthreaded
views simultaneously (see below).
Thread Based Archives. SupraSphere empowers users to quickly reference threaded archives through
browsing as well as automated searching. While archiving for
compliance purposes is a major selling point for many IM solutions in
the investment management industry, SupraSphere goes further in leveraging
archives to increase firm productivity. We believe that if you have
gone so far as to create information in a real-time environment, it
should be retained for quick and easy reference in an organized
fashion- especially in a time-sensitive environment. Also, because
much of the threaded communication can contain multiple message types
that serve as a direct context for IM conversations, thread-based
archiving increases the utility of being able to reference older IM
messages. This creates an organizational memory that will reduce the
amount of time it takes each person to empower themselves using
information already available to the organization.
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| Multiple Message Types and Views |
Within each Sphere, different message types can be sent based on the
nature of the information that the Sphere or thread is designed to
communicate. For instance, messages can contain a subject line (as
email does), be limited to terse communications (as with normal IM),
or consist of a file, weblink, or contact. In addition, the SupraSphere
interface allows users to view messages from multiple contexts,
whether in relation to a thread, time based (unthreaded), or unread
messages. We have found that different message types and views are
appropriate for different information sharing activities. By allowing
for the customization of how information is organized and presented
within Spheres, we better facilitate productive communication within
the firm.
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| Customizable Workflow Engine |
The SupraSphere workflow engine allows firms to customize the ways in which
they track the receipt of critical, time sensitive messages and the
state of further actions taken based upon those messages. By matching
our workflow rules to an investment firm's task management needs, we
empower the prioritization and control of information distribution
throughout the firm. Each Sphere can have its own customized workflow
model.
Persistent Pop-Ups. One element of the workflow engine that our clients have found
particularly useful has been the ability to send some or all messages
in the form of persistent pop-ups. Thus, an important, time-sensitive
message from a portfolio manager would appear (pop-up) on a trader's
computer regardless of whether or not the trader was actively working
in the SupraSphere interface. The trader would have to at least acknowledge
the message (by clicking on a button) before it could be closed. The
portfolio manager would view an acknowledgement through a change of
color of the message in the thread.
Workflow Rules. Our workflow engine allows for many different workflow additions which
can be wrapped around our unified messaging interface. For instance,
if the message sent above contained a task that needed completion, the
trader might also have the option of deferring the task to another
trader if he is too busy to complete the task in time. Alternatively,
the portfolio manager might send the same message to all traders, but
wish it to switch to an "acknowledge" status only after the head
trader sees it.
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| Document Management and File Sharing |
SupraSphere can also be configured to serve as a secure document management and
file sharing environment with full revision control capabilities.
While many firms have separate research servers and document
management systems, integrating these functions within a firm's
communication infrastructure allows for the real-time and seamless
transition of metadata elements, as well the automatic association of
communication streams with files in a document management setting.
Specific threads, Spheres, or filtered messages could be associated
with documents or document groups. Managing documents within the
context of relevant real-time communications enables faster and more
informed use of documents, insuring that every time a document is
accessed, all relevant information is available, even if it was
created seconds ago.
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| Automatic Centralized PDF Conversion |
Portable documents. SupraSphere allows for the automatic conversion of documents from a wide
variety of formats (such as Word, Excel, or PowerPoint) to PDF files.
Since this capability is centralized, we eliminate the need to
purchase and manage desktop software for this function. Additionally,
converting files to PDF serves as an extra layer of protection against
viruses which may be in documents of other formats.
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| Robust Search and Filtering Capabilities |
Our rich search and retrieval interface for archived and current Spheres includes:
- Ability to search across all channels and multiple data types such
as messages, PDF, Word, Excel, or WebPages
- Ability to review workflow trails for individual messages, tasks,
or threads
- Individual users have access to archives of Spheres/channels in
which they were members
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| Embedded Browser and Bookmark Content Indexing |
We provide every user with an embedded web browser. This can be used
to view either weblinks/bookmarks that are shared through the SupraSphere or
other web pages. One advantage of using our embedded browser is that
all web pages that are viewed with it can be archived for later search
purposes. Thus, searching a Sphere for information relating to a
topic might also reveal web pages that the Sphere's members have
visited which are also relevant. By archiving web content in addition
to real-time communication streams and documents, SupraSphere allows for a
unified view of these information sources from the context in which a
user is accessing them.
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| Wireless Device Support |
SupraSphere has been configured to support the selective forwarding of
messages to wireless devices such as Blackberries or PDAs. Since
messages are generally threaded in SupraSphere, only relevant postings are
forwarded to wireless devices, avoiding clutter.
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| Customizable Code Base |
The SupraSphere platform contains a code base which allows us to customize it
to client requirements with relative ease. We understand that each of
our client's needs is unique; consequently, we can accommodate the
addition or removal of different feature sets while staying cost
competitive in a reasonable time frame. If you feel your firm has
needs that our product does not explicitly meet, please Contact Us for
more information.
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